Form 4 for AMKR AMKOR TECHNOLOGY, INC.
Accepted 2022-08-04 00:00:00 ET · period of report 2022-08-02 · accession 0001209191-22-044457 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-04 | 2022-08-02 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | S - Sale+OE | $22.01 | -60.0K | 245.0K | -20% | -$1.32M |
| DM | 2022-08-04 | 2022-08-02 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | M - OptEx | $12.61 | +30.0K | 305.0K | +11% | +$378.2K |
| DM | 2022-08-04 | 2022-08-02 | AMKR | Rutten Guillaume Marie Jean | Pres, CEO, Dir | M - OptEx | $0.00 | -30.0K | 55.6K | -35% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-02 | S | D | 60,000 | $22.01 | 245,000 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.00 to $22.03.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. |
| 2 | Common | Common Stock | 2022-08-02 | M | A | 10,000 | $9.48 | 285,000 | D | — | — | (F1) As previously reported in a Form 4 filed by the Reporting Person on February 25, 2022 (the "Original Form 4"), shares of Amkor Technology, Inc. (the "Issuer") common stock underlying time-vested restricted stock units (the "RSUs") were granted to the Reporting Person on February 24, 2022. In the Original Form 4, the RSUs were incorrectly reported in Table I. Table II, Column 9 of this Form 4 has been adjusted to include the RSUs and reflects the proper number of RSUs beneficially owned by the Reporting Person as of the filing date of this Form 4. |
| 3 | Common | Common Stock | 2022-08-02 | M | A | 20,000 | $14.17 | 305,000 | D | — | — | |
| 4 | Derivative | Employee Stock Option (Right-to-Buy) | 2022-08-02 | M | D | 20,000 | $0.00 | 192,500 | D | $14.17 · 2020-10-30 to 2030-07-30 | 20,000 Common Stock | (F5) This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2022 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date. |
| 5 | Derivative | Employee Stock Option (Right-to-Buy) | 2022-08-02 | M | D | 10,000 | $0.00 | 55,625 | D | $9.48 · 2020-02-15 to 2029-02-15 | 10,000 Common Stock | (F4) This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date. |