Form 4 for QS QuantumScape Corp
Accepted 2022-08-05 00:00:00 ET · period of report 2022-08-03 · accession 0001209191-22-044620 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-08-05 | 2022-08-03 | QS | Holme Timothy | CTO | S - Sale+OE | $11.78 | -300.0K | 0 | -100% | -$3.53M |
| DMI | 2022-08-05 | 2022-08-03 | QS | Holme Timothy | CTO | M - OptEx | $1.13 | +300.0K | 300.0K | New | +$338.2K |
| DM | 2022-08-05 | 2022-08-03 | QS | Holme Timothy | CTO | M - OptEx | $0.00 | -300.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-03 | S | D | 300,000 | $11.78 | 0 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F3) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.33 to $12.115, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Class A Common Stock | 2022-08-03 | M | A | 217,096 | $1.05 | 217,096 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F1) Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned. |
| 3 | Common | Class A Common Stock | 2022-08-03 | M | A | 82,904 | $1.33 | 300,000 | I By: The Holme-Dang Living Trust dated 12/13/2015, Jessica Dang and Timothy Holme as trustees | — | — | (F1) Immediately upon the exercise of the option grant, the shares were registered in the name of the Reporting Person's family trust; therefore, the shares are indirectly owned. |
| 4 | Derivative | Stock Option (right to buy) | 2022-08-03 | M | D | 82,904 | $0.00 | 584,706 | D | $1.33 · 2017-04-01 to 2027-03-15 | 82,904 Class A Common Stock | |
| 5 | Derivative | Stock Option (right to buy) | 2022-08-03 | M | D | 217,096 | $0.00 | 0 | D | $1.05 · 2018-02-27 to 2025-02-27 | 217,096 Class A Common Stock |