Form 4 for KLAC KLA Corporation
Accepted 2022-08-09 00:00:00 ET · period of report 2022-08-05 · accession 0001209191-22-044967 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-08-09 | 2022-08-05+ | KLAC | Higgins Bren D. | EVP, CFO | F - Tax | $395.74 | -1,759 | 66.0K | -3% | -$696.1K |
| 2022-08-09 | 2022-08-05 | KLAC | Higgins Bren D. | EVP, CFO | S - Sale | $389.09 | -4,864 | 67.8K | -7% | -$1.89M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-05 | F | D | 755 | $395.74 | 66,997 | D | — | — | (F3) On August 5, 2021, the Reporting Person was granted RSUs for 6,086 shares of KLA common stock. On August 5, 2022, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2022. (F4) The number of shares of KLA common stock includes 57,082 shares issuable upon vesting of RSUs. |
| 2 | Common | Common Stock | 2022-08-06 | F | D | 1,004 | $395.74 | 65,993 | D | — | — | (F5) On August 6, 2020, the Reporting Person was granted RSUs for 8,094 shares of KLA common stock. On August 6, 2022, twenty-five percent (25%) of the RSUs vested. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 5, 2022. (F6) The number of shares of KLA common stock includes 55,058 shares issuable upon vesting of RSUs. |
| 3 | Common | Common Stock | 2022-08-05 | S | D | 4,864 | $389.09 | 67,752 | D | — | — | (F1) This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on March 1, 2022. (F2) The number of shares of KLA common stock includes 58,604 shares issuable upon vesting of restricted stock units ("RSUs"). |