Form 4 for RFL Rafael Holdings, Inc.

Accepted 2022-08-09 00:00:00 ET · period of report 2022-08-05 · accession 0001209191-22-045035 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-08-09	2022-08-05+	RFL	JONAS HOWARD S	Executive COB, Dir	S - Sale	$1.88	-112.6K	3.23M	-3%	-$211.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class B Common Stock, par value $.01 per share	2022-08-05	S	D	33,100	$1.93	3,305,267	I By I9 Plus, LLC	—	—	(F1) The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022. (F2) Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.
2	Common	Class B Common Stock, par value $.01 per share	2022-08-08	S	D	14,787	$1.94	3,290,480	I By I9 Plus, LLC	—	—	(F1) The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022. (F2) Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.
3	Common	Class B Common Stock, par value $.01 per share	2022-08-09	S	D	64,674	$1.84	3,225,806	I By I9 Plus, LLC	—	—	(F1) The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 plan adopted by I9 Plus, LLC on July 19, 2022. (F2) Owned by trusts for the benefit of the Reporting Person's children, and managed by Reporting Person's immediate family member.