Form 4 for GD General Dynamics
Accepted 2022-08-10 00:00:00 ET · period of report 2022-08-08 · accession 0001209191-22-045167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-10 | 2022-08-08 | GD | NOVAKOVIC PHEBE N | COB, CEO, Dir | F - Tax | $228.87 | -248.8K | 852.6K | -23% | -$56.94M |
| DM | 2022-08-10 | 2022-08-09 | GD | NOVAKOVIC PHEBE N | COB, CEO, Dir | S - Sale+OE | $227.05 | -71.5K | 810.7K | -8% | -$16.22M |
| D | 2022-08-10 | 2022-08-08 | GD | NOVAKOVIC PHEBE N | COB, CEO, Dir | M - OptEx | $135.85 | +320.3K | 1.10M | +41% | +$43.51M |
| D | 2022-08-10 | 2022-08-08 | GD | NOVAKOVIC PHEBE N | COB, CEO, Dir | M - OptEx | $0.00 | -320.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-08 | F | D | 248,799 | $228.87 | 852,613 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-09 | S | D | 300 | $228.15 | 781,152 | D | — | — | (F3) Sale prices ranged from $228.13 to $228.17. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 3 | Common | Common Stock | 2022-08-09 | S | D | 29,235 | $227.49 | 781,452 | D | — | — | (F2) Sale prices ranged from $227.13 to $228.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 4 | Common | Common Stock | 2022-08-09 | S | D | 41,926 | $226.73 | 810,687 | D | — | — | (F1) Sale prices ranged from $226.13 to $227.12. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 5 | Common | Common Stock | 2022-08-08 | M | A | 320,260 | $135.85 | 1,101,412 | D | — | — | |
| 6 | Derivative | Stock Options | 2022-08-08 | M | D | 320,260 | $0.00 | 0 | D | $135.85 · — to 2026-03-01 | 320,260 Common Stock | (F6) Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019. |