Form 4 for EQH Equitable Holdings, Inc.
Accepted 2022-08-12 00:00:00 ET · period of report 2022-08-11 · accession 0001209191-22-045634 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-12 | 2022-08-11 | EQH | Lane Nick | (See Remarks) | M - OptEx | $18.74 | +41.4K | 152.8K | +37% | +$776.7K |
| D | 2022-08-12 | 2022-08-11 | EQH | Lane Nick | (See Remarks) | S - Sale+OE | $30.00 | -51.4K | 101.4K | -34% | -$1.54M |
| D | 2022-08-12 | 2022-08-11 | EQH | Lane Nick | (See Remarks) | M - OptEx | $0.00 | -41.4K | 135.1K | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-11 | M | A | 41,448 | $18.74 | 152,841.97 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022. (F2) Includes restricted stock units. |
| 2 | Common | Common Stock | 2022-08-11 | S | D | 51,448 | $30.00 | 101,393.97 | D | — | — | (F1) The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2022. (F3) This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0200. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected (F2) Includes restricted stock units. |
| 3 | Derivative | Employee Stock Option (right to buy) | 2022-08-11 | M | D | 41,448 | $0.00 | 135,141 | D | $18.74 · — to 2029-02-14 | 41,448 Common Stock | (F4) Grant of employee stock option under the Issuer's 2018 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020. |