Form 4 for TDG TransDigm Group
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-045937 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-16 | 2022-08-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $675.31 | -11.5K | 22.0K | -34% | -$7.77M |
| DI | 2022-08-16 | 2022-08-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $130.09 | +11.5K | 33.0K | +53% | +$1.50M |
| DI | 2022-08-16 | 2022-08-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 23.0K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | S | D | 495 | $676.75 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $676.700 - $676.850. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 214 | $670.05 | 32,833.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $670.000 - $670.655. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-08-15 | S | D | 158 | $671.57 | 32,675.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $671.340 - $672.080. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-08-15 | S | D | 376 | $672.66 | 32,299.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $672.370 - $672.950. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2022-08-15 | S | D | 452 | $674.20 | 31,847.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $673.690 - $674.670. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2022-08-15 | S | D | 6,127 | $675.27 | 25,720.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $674.690 - $675.680. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-08-15 | M | A | 11,500 | $130.09 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 8 | Common | Common Stock | 2022-08-15 | S | D | 3,678 | $676.07 | 22,042.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $675.690 - $676.680. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Derivative | Stock Option | 2022-08-15 | M | D | 11,500 | $0.00 | 23,000 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $130.09 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock |