Form 4 for MCO Moody's Corporation
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-045963 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-16 | 2022-08-15 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $165.88 | +3,114 | 6,715 | +86% | +$516.6K |
| DM | 2022-08-16 | 2022-08-15 | MCO | Kaye Mark | EVP, CFO | S - Sale+OE | $322.25 | -3,114 | 5,341 | -37% | -$1.00M |
| DM | 2022-08-16 | 2022-08-15 | MCO | Kaye Mark | EVP, CFO | M - OptEx | $0.00 | -3,114 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 1,740 | $173.58 | 7,081 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 1,374 | $322.25 | 5,341 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-15 | M | A | 1,374 | $156.14 | 6,715 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-15 | S | D | 1,740 | $322.25 | 5,341 | D | — | — | |
| 5 | Derivative | Employee Stock Option (right to buy) | 2022-08-15 | M | D | 1,374 | $0.00 | 0 | D | $156.14 · 2019-10-23 to 2028-10-23 | 1,374 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-08-15 | M | D | 1,740 | $0.00 | 0 | D | $173.58 · 2020-02-25 to 2029-02-25 | 1,740 Common Stock | (F2) One fourth of options vest each year beginning with the date indicated. |