Form 4 for RPM RPM INTERNATIONAL INC/DE/
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-045994 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-16 | 2022-08-15 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | M - OptEx | $47.14 | +200.0K | 1.26M | +19% | +$9.43M |
| D | 2022-08-16 | 2022-08-15 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | D - Sale to Iss | $94.36 | -99.9K | 1.16M | -8% | -$9.43M |
| D | 2022-08-16 | 2022-08-15 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | F - Tax | $94.36 | -44.4K | 1.12M | -4% | -$4.19M |
| D | 2022-08-16 | 2022-08-15 | RPM | SULLIVAN FRANK C | COB, CEO, Dir | M - OptEx | $0.00 | -200.0K | 1.41M | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value | 2022-08-15 | M | A | 200,000 | $47.14 | 1,260,009 | D | — | — | |
| 2 | Common | Common Stock, $0.01 par value | 2022-08-15 | D | D | 99,916 | $94.36 | 1,160,093 | D | — | — | |
| 3 | Common | Common Stock, $0.01 par value | 2022-08-15 | F | D | 44,387 | $94.36 | 1,115,706 | D | — | — | (F1) Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. |
| 4 | Derivative | Stock Appreciation Rights | 2022-08-15 | M | D | 200,000 | $0.00 | 1,410,000 | D | $47.14 · — to 2025-07-20 | 200,000 Common Stock | (F4) Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant. (F3) The Stock Appreciation Rights vested on July 20, 2016, 2017, 2018 and 2019. |