Form 4 for ENS EnerSys
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-12 · accession 0001209191-22-046037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-16 | 2022-08-12+ | ENS | Shaffer David M | Pres, CEO, Dir | F - Tax | $69.54 | -43.1K | 218.5K | -16% | -$3.00M |
| D | 2022-08-16 | 2022-08-12 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +36.9K | 232.4K | +19% | $0 |
| D | 2022-08-16 | 2022-08-12 | ENS | Shaffer David M | Pres, CEO, Dir | A - Grant | $0.00 | +108.7K | 108.7K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-12 | F | D | 2,036.08 | $68.90 | 222,768.93 | D | — | — | (F1) Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 12, 2019. |
| 2 | Common | Common Stock | 2022-08-12 | F | D | 21,334.05 | $68.90 | 201,434.88 | D | — | — | (F2) Shares were forfeited in connection with EPS performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 0%. |
| 3 | Common | Common Stock | 2022-08-12 | F | D | 5,856 | $68.90 | 195,578.88 | D | — | — | (F3) Shares were forfeited in connection with TSR performance share units originally granted to the reporting person on August 12, 2019. Upon vesting, the performance share units achieved a payout factor of 68%. |
| 4 | Common | Common Stock | 2022-08-12 | A | A | 36,858 | $0.00 | 232,436.88 | D | — | — | (F4) These shares were granted as restricted stock units that vest twenty-five percent on each of August 12, 2023, August 12, 2024, August 12, 2025 and August 12, 2026, subject to acceleration or forfeiture in certain specified circumstances. |
| 5 | Common | Common Stock | 2022-08-13 | F | D | 1,504.19 | $70.88 | 230,932.69 | D | — | — | (F5) Shares were forfeited in connection with the vesting of Restricted Stock Units granted to the reporting person on August 13, 2018. |
| 6 | Common | Common Stock | 2022-08-13 | F | D | 5,296.55 | $70.88 | 225,636.14 | D | — | — | (F6) Shares were forfeited in connection with the settlement of EPS Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021. |
| 7 | Common | Common Stock | 2022-08-13 | F | D | 7,091.24 | $70.88 | 218,544.89 | D | — | — | (F7) Shares were forfeited in connection with the settlement of TSR Performance Share Units originally granted to the reporting person on August 13, 2018 and vested on August 13, 2021. |
| 8 | Derivative | Stock Options | 2022-08-12 | A | A | 108,673 | $0.00 | 108,673 | D | $77.97 · — to 2032-08-12 | 108,673 Common Stock | (F8) These options vest in three equal annual installments beginning on August 12, 2023, subject to acceleration or forfeiture in certain specified circumstances. |