Form 4 for NBIX NEUROCRINE BIOSCIENCES INC
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-12 · accession 0001209191-22-046070 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-16 | 2022-08-12+ | NBIX | Lloyd-Smith Malcolm | Chief Regulatory Off | M - OptEx | $38.70 | +29.6K | 26.9K | New | +$1.14M |
| D | 2022-08-16 | 2022-08-12 | NBIX | Lloyd-Smith Malcolm | Chief Regulatory Off | S - Sale+OE | $105.95 | -21.5K | 18.9K | -53% | -$2.28M |
| DM | 2022-08-16 | 2022-08-12+ | NBIX | Lloyd-Smith Malcolm | Chief Regulatory Off | M - OptEx | $38.70 | -29.6K | 0 | -100% | -$1.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 3,361 | $43.24 | 25,704 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-15 | M | A | 3,455 | $35.99 | 22,343 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-12 | S | D | 21,533 | $105.95 | 18,888 | D | — | — | (F2) Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $105.28 to $106.89. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. (F3) Includes an aggregate of 157 shares purchased on February 28, 2022 from the Neurocrine Biosciences, Inc. 2018 Employee Stock Purchase Plan. |
| 4 | Common | Common Stock | 2022-08-12 | M | A | 21,533 | $35.99 | 40,421 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-15 | M | A | 1,227 | $81.49 | 26,931 | D | — | — | |
| 6 | Derivative | Incentive Stock Option | 2022-08-15 | M | D | 1,227 | $81.49 | 0 | D | $81.49 · — to 2028-02-05 | 1,227 Common Stock | (F6) Option granted February 05, 2018 and vested monthly over four years |
| 7 | Derivative | Incentive Stock Option | 2022-08-15 | M | D | 3,361 | $43.24 | 0 | D | $43.24 · — to 2027-02-06 | 3,361 Common Stock | (F5) Option granted February 06, 2017 and vested monthly over four years |
| 8 | Derivative | Non-Qualified Stock Option | 2022-08-12 | M | D | 21,533 | $35.99 | 0 | D | $35.99 · — to 2026-02-05 | 21,533 Common Stock | (F4) Option granted February 05, 2016 and vested monthly over four years. |
| 9 | Derivative | Incentive Stock Option | 2022-08-15 | M | D | 3,455 | $35.99 | 0 | D | $35.99 · — to 2026-02-05 | 3,455 Common Stock | (F4) Option granted February 05, 2016 and vested monthly over four years. |