Form 4 for HLIT HARMONIC INC.
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-046308 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | +19.6K | 160.3K | +14% | $0 |
| D | 2022-08-17 | 2022-08-15 | HLIT | Kalra Sanjay | SVP, CFO | F - Tax | $11.46 | -10.3K | 150.0K | -6% | -$118.4K |
| DM | 2022-08-17 | 2022-08-15 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | -19.6K | 55.1K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 19,627 | $0.00 | 160,336 | D | — | — | (F1) Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2022. |
| 2 | Common | Common Stock | 2022-08-15 | F | D | 10,332 | $11.46 | 150,004 | D | — | — | (F2) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Units | 2022-08-15 | M | D | 10,448 | $0.00 | 20,895 | D | $0.00 · 2021-02-15 to 2023-02-15 | 10,448 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2022-08-15 | M | D | 9,179 | $0.00 | 55,077 | D | $0.00 · 2022-02-15 to 2024-02-15 | 9,179 Common Stock |