Form 4 for GD General Dynamics
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-046371 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | GD | Roualet Mark C. | EVP | M - OptEx | $136.78 | +23.6K | 166.3K | +17% | +$3.23M |
| D | 2022-08-17 | 2022-08-15 | GD | Roualet Mark C. | EVP | S - Sale+OE | $240.96 | -23.6K | 142.7K | -14% | -$5.69M |
| D | 2022-08-17 | 2022-08-15 | GD | Roualet Mark C. | EVP | M - OptEx | $0.00 | -23.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | M | A | 23,600 | $136.78 | 166,261 | D | — | — | |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 23,600 | $240.96 | 142,661 | D | — | — | (F1) Sale prices ranged from $240.64 to $241.36. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 3 | Derivative | Stock Options | 2022-08-15 | M | D | 23,600 | $0.00 | 0 | D | $136.78 · — to 2025-03-03 | 23,600 Common Stock | (F3) Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent became exercisable on 03/04/2018. |