Form 4 for NTAP NetApp
Accepted 2022-08-17 00:00:00 ET · period of report 2022-08-15 · accession 0001209191-22-046422 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-17 | 2022-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | +66.8K | 127.8K | +109% | $0 |
| D | 2022-08-17 | 2022-08-15 | NTAP | CERNUDA CESAR | Pres | F - Tax | $74.63 | -31.4K | 96.5K | -25% | -$2.34M |
| DM | 2022-08-17 | 2022-08-15 | NTAP | CERNUDA CESAR | Pres | M - OptEx | $0.00 | -66.8K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-08-15 | M | A | 66,768 | $0.00 | 127,843 | D | — | — | |
| 2 | Common | Common shares | 2022-08-15 | F | D | 31,380 | $74.63 | 96,463 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-08-15 | M | D | 29,964 | $0.00 | 0 | D | $0.00 · 2021-08-15 to 2027-08-17 | 29,964 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On August 17, 2020, the reporting person was granted 59,927 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. |
| 4 | Derivative | Restricted Stock | 2022-08-15 | M | D | 2,231 | $0.00 | 24,544 | D | $0.00 · 2022-05-15 to 2028-07-01 | 2,231 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F4) On July 1, 2021, the reporting person was granted 35,700 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date. |
| 5 | Derivative | Restricted Stock | 2022-08-15 | M | D | 34,573 | $0.00 | 0 | D | $0.00 · 2021-08-15 to 2027-08-17 | 34,573 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On August 17, 2020, the reporting person was granted 69,146 restricted stock units, with 50% vesting on August 15, 2021, and the remaning 50% vesting on August 15, 2022, subject to continued service on each applicable vesting date. |