Form 4 for VERA Vera Therapeutics, Inc.
Accepted 2022-08-23 00:00:00 ET · period of report 2022-08-19 · accession 0001209191-22-047172 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-23 | 2022-08-19 | VERA | Curley Joanne | Chief Development Off | A - Grant | $0.00 | +12.5K | 29.8K | +72% | $0 |
| DM | 2022-08-23 | 2022-08-19+ | VERA | Curley Joanne | Chief Development Off | M - OptEx | $8.37 | +8,539 | 30.4K | +39% | +$71.4K |
| DM | 2022-08-23 | 2022-08-19+ | VERA | Curley Joanne | Chief Development Off | S - Sale+OE | $19.13 | -8,539 | 29.8K | -22% | -$163.4K |
| DM | 2022-08-23 | 2022-08-19+ | VERA | Curley Joanne | Chief Development Off | M - OptEx | $0.00 | -8,539 | 13.0K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-19 | A | A | 12,500 | $0.00 | 29,785 | D | — | — | (F1) Represents the number of shares of Class A Common Stock underlying the restricted stock units ("RSUs") under Issuer's 2021 Equity Incentive Plan. One-third of the RSUs vest on August 20, 2023, rounded to the nearest whole share, and the remaining RSUs vest on August 20, 2024, subject to the Reporting Person's continuous service through each vesting date. |
| 2 | Common | Class A Common Stock | 2022-08-19 | M | A | 378 | $6.37 | 30,163 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-08-19 | S | D | 378 | $18.89 | 29,785 | D | — | — | (F3) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.49 to $19.24, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 4 | Common | Class A Common Stock | 2022-08-19 | M | A | 700 | $6.37 | 30,485 | D | — | — | |
| 5 | Common | Class A Common Stock | 2022-08-19 | S | D | 700 | $19.76 | 29,785 | D | — | — | (F4) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.00, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 6 | Common | Class A Common Stock | 2022-08-19 | M | A | 710 | $2.90 | 30,495 | D | — | — | |
| 7 | Common | Class A Common Stock | 2022-08-19 | S | D | 710 | $18.93 | 29,785 | D | — | — | (F5) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.50 to $19.30, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 8 | Common | Class A Common Stock | 2022-08-19 | M | A | 1,451 | $2.90 | 31,236 | D | — | — | |
| 9 | Common | Class A Common Stock | 2022-08-19 | S | D | 1,451 | $19.87 | 29,785 | D | — | — | (F6) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.70 to $20.02, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 10 | Common | Class A Common Stock | 2022-08-19 | M | A | 2,766 | $11.00 | 32,551 | D | — | — | |
| 11 | Common | Class A Common Stock | 2022-08-19 | S | D | 2,766 | $18.61 | 29,785 | D | — | — | (F7) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.24 to $19.23, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 12 | Common | Class A Common Stock | 2022-08-19 | M | A | 904 | $11.00 | 30,689 | D | — | — | |
| 13 | Common | Class A Common Stock | 2022-08-19 | S | D | 904 | $19.81 | 29,785 | D | — | — | (F8) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.56 to $20.21, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 14 | Common | Class A Common Stock | 2022-08-22 | M | A | 1,030 | $11.00 | 30,815 | D | — | — | |
| 15 | Common | Class A Common Stock | 2022-08-22 | S | D | 1,030 | $18.42 | 29,785 | D | — | — | (F9) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $18.20 to $18.75, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 16 | Common | Class A Common Stock | 2022-08-22 | M | A | 600 | $11.00 | 30,385 | D | — | — | |
| 17 | Common | Class A Common Stock | 2022-08-22 | S | D | 600 | $19.65 | 29,785 | D | — | — | (F10) The price reported is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $19.45 to $19.91, inclusive. The Reporting Person will provide upon request to the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| 18 | Derivative | Stock Option (right to buy) | 2022-08-19 | M | D | 2,161 | $0.00 | 44,598 | D | $2.90 · — to 2030-12-15 | 2,161 Class A Common Stock | (F12) 1/4 of the shares subject to the option vest on December 16, 2021, and 1/48 of the shares vest monthly thereafter. |
| 19 | Derivative | Stock Options (right to buy) | 2022-08-22 | M | D | 1,630 | $0.00 | 102,917 | D | $11.00 · — to 2031-05-12 | 1,630 Class A Common Stock | (F13) 1/4 of the shares subject to the option vest on May 13, 2022, and 1/48 of the shares vest monthly thereafter. |
| 20 | Derivative | Stock Options (right to buy) | 2022-08-19 | M | D | 3,670 | $0.00 | 104,547 | D | $11.00 · — to 2031-05-12 | 3,670 Class A Common Stock | (F13) 1/4 of the shares subject to the option vest on May 13, 2022, and 1/48 of the shares vest monthly thereafter. |
| 21 | Derivative | Stock Option (right to buy) | 2022-08-19 | M | D | 1,078 | $0.00 | 12,951 | D | $6.37 · — to 2030-03-31 | 1,078 Class A Common Stock | (F11) 1/4 of the shares subject to the option vested on March 12, 2021, and 1/48 of the shares vest monthly thereafter. |