Form 4 for ASYS AMTECH SYSTEMS INC
Accepted 2022-08-25 00:00:00 ET · period of report 2022-08-24 · accession 0001209191-22-047493 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-08-25 | 2022-08-24 | ASYS | WHANG MICHAEL | CEO, Dir | M - OptEx | $6.29 | +41.2K | 38.2K | New | +$259.6K |
| DM | 2022-08-25 | 2022-08-24 | ASYS | WHANG MICHAEL | CEO, Dir | S - Sale+OE | $12.55 | -23.8K | 19.5K | -55% | -$298.0K |
| DM | 2022-08-25 | 2022-08-24 | ASYS | WHANG MICHAEL | CEO, Dir | M - OptEx | $6.29 | -41.2K | 0 | -100% | -$259.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 7,500 | $5.52 | 23,250 | D | — | — | |
| 2 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | S | D | 15,004 | $12.41 | 28,246 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.24 to $12.85, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
| 3 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 5,000 | $9.98 | 43,250 | D | — | — | |
| 4 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 10,000 | $4.77 | 12,000 | D | — | — | |
| 5 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 3,750 | $4.87 | 15,750 | D | — | — | |
| 6 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | S | D | 8,750 | $12.78 | 19,496 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.73 to $12.935, inclusive. The reporting person undertakes to provide to Amtech Systems, Inc., any security holder of Amtech Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. |
| 7 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 5,000 | $5.67 | 28,250 | D | — | — | |
| 8 | Common | Amtech Systems, Inc. $.01 par value common stock | 2022-08-24 | M | A | 10,000 | $7.40 | 38,250 | D | — | — | |
| 9 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 7,500 | $5.52 | 0 | D | $5.52 · 2019-11-27 to 2028-11-27 | 7,500 Amtech Systems, Inc. $0.01 par value common stock | |
| 10 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 10,000 | $7.40 | 0 | D | $7.40 · 2019-05-11 to 2028-05-11 | 10,000 Amtech Systems, Inc. $0.01 par value common stock | |
| 11 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 5,000 | $9.98 | 0 | D | $9.98 · 2015-11-19 to 2024-11-19 | 5,000 Amtech Systems, Inc. $0.01 par value common stock | |
| 12 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 10,000 | $4.77 | 0 | D | $4.77 · 2020-03-06 to 2029-03-06 | 10,000 Amtech Systems, Inc. $0.01 par value common stock | |
| 13 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 5,000 | $5.67 | 10,000 | D | $5.67 · 2021-11-17 to 2030-11-17 | 5,000 Amtech Systems, Inc. $0.01 par value common stock | |
| 14 | Derivative | Amtech Systems, Inc. Employee Stock Option | 2022-08-24 | M | D | 3,750 | $4.87 | 0 | D | $4.87 · 2017-10-04 to 2026-10-04 | 3,750 Amtech Systems, Inc. $0.01 par value common stock |