Form 4 for SMRT SmartRent, Inc.
Accepted 2022-08-25 00:00:00 ET · period of report 2022-08-24 · accession 0001209191-22-047631 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.48 | -646 | 11.01M | -0.0% | -$2,248 |
| DI | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +2,191 | 11.01M | +0.0% | — |
| DM | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | — | +45.8K | 11.02M | +0.4% | — |
| DM | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | F - Tax | $3.48 | -13.5K | 11.01M | -0.1% | -$46.9K |
| DM | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -45.8K | 54.8K | -46% | $0 |
| DI | 2022-08-25 | 2022-08-24 | SMRT | Haldeman Lucas Merwan | CEO, Dir | M - OptEx | $0.00 | -2,191 | 46.6K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-08-24 | F | D | 646 | $3.48 | 11,012,025 | I | — | — | |
| 2 | Common | Class A Common Stock | 2022-08-24 | M | A | 2,191 | — | 11,012,671 | I | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 3 | Common | Class A Common Stock | 2022-08-24 | M | A | 18,256 | — | 10,996,422 | D By Spouse | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 4 | Common | Class A Common Stock | 2022-08-24 | F | D | 5,377 | $3.48 | 10,991,045 | D By Spouse | — | — | |
| 5 | Common | Class A Common Stock | 2022-08-24 | M | A | 27,548 | — | 11,018,593 | D | — | — | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. |
| 6 | Common | Class A Common Stock | 2022-08-24 | F | D | 8,113 | $3.48 | 11,010,480 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-08-24 | M | D | 27,548 | $0.00 | 55,097 | D | — · — to — | 27,548 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F3) On August 24, 2021, the reporting person was granted 82,645 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date. |
| 8 | Derivative | Restricted Stock Units | 2022-08-24 | M | D | 18,256 | $0.00 | 54,766 | D By Spouse | — · — to — | 18,256 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |
| 9 | Derivative | Restricted Stock Units | 2022-08-24 | M | D | 2,191 | $0.00 | 46,572 | I | — · — to — | 2,191 Class A Common Stock | (F1) Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share. (F2) The Restricted Stock Units vest as follows: one-fourth vested on August 24, 2022 with the remaining vesting in 36 equal monthly installments until vested in full. |