Form 4 for IVZ Invesco
Accepted 2022-09-01 00:00:00 ET · period of report 2022-08-31 · accession 0001209191-22-048311 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-01 | 2022-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | +23.8K | 37.0K | +181% | $0 |
| DM | 2022-09-01 | 2022-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | F - Tax | $16.47 | -11.5K | 28.3K | -29% | -$189.4K |
| DM | 2022-09-01 | 2022-08-31 | IVZ | Sharp Douglas J | Senior Managing Dir | M - OptEx | $0.00 | -23.8K | 26.2K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-08-31 | M | A | 15,104 | $0.00 | 35,573 | D | — | — | |
| 2 | Common | Common Shares | 2022-08-31 | F | D | 4,213 | $16.47 | 32,803 | D | — | — | |
| 3 | Common | Common Shares | 2022-08-31 | M | A | 8,731 | $0.00 | 37,016 | D | — | — | |
| 4 | Common | Common Shares | 2022-08-31 | F | D | 7,288 | $16.47 | 28,285 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 15,104 | $0.00 | 30,208 | D | $0.00 · — to — | 15,104 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 6 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 8,731 | $0.00 | 26,193 | D | $0.00 · — to — | 8,731 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |