Form 4 for FISV Fiserv
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001209191-22-048742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-06 | 2022-09-01+ | FISV | Chiarello Guy | COO | S - Sale+OE | $101.01 | -12.0K | 237.0K | -5% | -$1.22M |
| D | 2022-09-06 | 2022-09-01 | FISV | Chiarello Guy | COO | M - OptEx | $41.75 | +11.9K | 249.0K | +5% | +$498.4K |
| D | 2022-09-06 | 2022-09-01 | FISV | Chiarello Guy | COO | M - OptEx | $0.00 | -11.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-01 | S | D | 11,937 | $100.98 | 237,053 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F2) This transaction was executed in multiple trades at prices ranging from $100.67 to $101.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-09-01 | M | A | 11,937 | $41.75 | 248,990 | D | — | — | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 3 | Common | Common Stock | 2022-09-02 | S | D | 100 | $105.00 | 236,953 | D | — | — | (F3) This sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. |
| 4 | Derivative | Employee Stock Option (right to buy) | 2022-09-01 | M | D | 11,937 | $0.00 | 0 | D | $41.75 · 2015-01-01 to 2024-02-10 | 11,937 Common Stock | (F1) This option exercise and sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person for estate and financial planning purposes. (F6) This option vested in three equal installments on each anniversary of January 1, 2014. |