Form 4 for HLIT HARMONIC INC.
Accepted 2022-09-06 00:00:00 ET · period of report 2022-09-01 · accession 0001209191-22-048803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-06 | 2022-09-01 | HLIT | Kalra Sanjay | SVP, CFO | F - Tax | $10.97 | -61.7K | 134.7K | -31% | -$677.2K |
| D | 2022-09-06 | 2022-09-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | +100.0K | 196.4K | +104% | $0 |
| DM | 2022-09-06 | 2022-09-01 | HLIT | Kalra Sanjay | SVP, CFO | M - OptEx | $0.00 | -100.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-01 | F | D | 61,733 | $10.97 | 134,687 | D | — | — | (F1) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2022-09-01 | M | A | 100,001 | $0.00 | 196,420 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 50,001 | $0.00 | 99,999 | D | $0.00 · 2022-09-01 to 2024-09-01 | 50,001 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2022-09-01 | M | D | 50,000 | $0.00 | 0 | D | $0.00 · 2022-09-01 to 2022-09-01 | 50,000 Common Stock |