Form 4/A for IVZ Invesco
Accepted 2022-09-09 00:00:00 ET · period of report 2022-08-31 · accession 0001209191-22-049343 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2022-09-09 | 2022-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | M - OptEx | $0.00 | +46.1K | 367.8K | +14% | $0 |
| DMA | 2022-09-09 | 2022-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | F - Tax | $16.47 | -20.9K | 344.1K | -6% | -$344.3K |
| DMA | 2022-09-09 | 2022-08-31 | IVZ | Schlossberg Andrew | Senior Managing Dir | M - OptEx | $0.00 | -46.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-08-31 | M | A | 14,124 | $0.00 | 350,429 | D | — | — | |
| 2 | Common | Common Shares | 2022-08-31 | F | D | 3,844 | $16.47 | 336,305 | D | — | — | |
| 3 | Common | Common Shares | 2022-08-31 | F | D | 10,688 | $16.47 | 357,068 | D | — | — | |
| 4 | Common | Common Shares | 2022-08-31 | M | A | 8,298 | $0.00 | 340,149 | D | — | — | |
| 5 | Common | Common Shares | 2022-08-31 | M | A | 23,698 | $0.00 | 367,756 | D | — | — | |
| 6 | Common | Common Shares | 2022-08-31 | F | D | 6,371 | $16.47 | 344,058 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 14,124 | $0.00 | 14,124 | D | $0.00 · — to — | 14,124 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 8 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 23,698 | $0.00 | 47,396 | D | $0.00 · — to — | 23,698 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |
| 9 | Derivative | Restricted Stock Units | 2022-08-31 | M | D | 8,298 | $0.00 | 0 | D | $0.00 · — to — | 8,298 Common Shares | (F1) Each Restricted Stock Unit represents a contingent right to receive one Common Share of Invesco Ltd. (F2) The Restricted Stock Units vest in four equal annual installments and expire upon the employee's termination of employment. |