Form 4 for MCO Moody's Corporation
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-09 · accession 0001209191-22-049483 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-12 | 2022-09-09 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $298.53 | +8.31 | 5,648 | +0.1% | +$2,481 |
| DM | 2022-09-12 | 2022-09-09 | MCO | FORLENZA VINCENT A | Dir | A - Grant | $130.60 | +2.50 | 476.68 | +0.5% | +$326.50 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-09 | A | A | 8.31 | $298.53 | 5,648.31 | D | — | — | (F1) RSU deferred dividend reinvestment accrual. |
| 2 | Derivative | Dividend Equivalent | 2022-09-09 | A | A | 1.41 | $0.00 | 4.22 | D | — · — to — | 1.41 Common Stock | (F5) Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. |
| 3 | Derivative | Phantom Stock Units (Deferred Compensation) | 2022-09-09 | A | A | 1.09 | $299.54 | 476.68 | D | — · — to — | 1.09 Common Stock | (F2) Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. (F3) The security converts to common stock on a one-for-one basis. (F4) These units are to be settled in cash after the Reporting Person's retirement. |