Form 4 for NTAP NetApp
Accepted 2022-09-12 00:00:00 ET · period of report 2022-08-26 · accession 0001209191-22-049497 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-09-12 | 2022-08-26 | NTAP | NEVENS THOMAS MICHAEL | Dir | G - Gift | $0.00 | -2,800 | 13.8K | -17% | $0 |
| DI | 2022-09-12 | 2022-09-08 | NTAP | NEVENS THOMAS MICHAEL | Dir | M - OptEx | $0.00 | +3,520 | 17.3K | +26% | $0 |
| D | 2022-09-12 | 2022-09-09 | NTAP | NEVENS THOMAS MICHAEL | Dir | A - Grant | $0.00 | +4,485 | 4,485 | New | $0 |
| D | 2022-09-12 | 2022-09-08 | NTAP | NEVENS THOMAS MICHAEL | Dir | M - OptEx | $0.00 | -3,520 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-26 | G | D | 2,800 | $0.00 | 13,784 | I By Trust | — | — | |
| 2 | Common | Common Stock | 2022-09-08 | M | A | 3,520 | $0.00 | 17,304 | I By Trust | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2022-09-09 | A | A | 4,485 | $0.00 | 4,485 | D | $0.00 · 2023-09-09 to 2029-09-09 | 4,485 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On September 9, 2022, the reporting person was granted 4,485 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. |
| 4 | Derivative | Restricted Stock Unit | 2022-09-08 | M | D | 3,520 | $0.00 | 0 | D | $0.00 · 2022-09-08 to 2028-09-08 | 0 Common Stock | (F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On September 10, 2021, the reporting person was granted 3,520 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date. |