Form 4 for NTAP NetApp

Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-08 · accession 0001209191-22-049498 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-09-12	2022-09-08	NTAP	HELD GERALD	Dir	M - OptEx	$0.00	+2,707	23.1K	+13%	$0
D	2022-09-12	2022-09-08	NTAP	HELD GERALD	Dir	M - OptEx	$0.00	-2,707	0	-100%	$0
D	2022-09-12	2022-09-09	NTAP	HELD GERALD	Dir	A - Grant	$0.00	+3,450	3,450	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-09-08	M	A	2,707	$0.00	23,091	D	—	—
2	Derivative	Restricted Stock Unit	2022-09-08	M	D	2,707	$0.00	0	D	$0.00 · 2022-09-08 to 2028-09-08	0 Common Stock	(F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F2) On September 10, 2021, the reporting person was granted 2,707 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.
3	Derivative	Restricted Stock Unit	2022-09-09	A	A	3,450	$0.00	3,450	D	$0.00 · 2023-09-09 to 2029-09-09	3,450 Common Stock	(F1) Restricted Stock Units convert into common stock on a one-for-one basis. (F3) On September 9, 2022, the reporting person was granted 3,450 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company follow the grant date, subject to the Participants continuous service on the Board through such date.