Form 4 for BKKT Bakkt, Inc.
Accepted 2022-09-12 00:00:00 ET · period of report 2022-09-12 · accession 0001209191-22-049574 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-12 | 2022-09-12 | BKKT | Alexander Karen | CFO | A - Grant | $0.00 | +100.0K | 211.5K | +90% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-12 | A | A | 100,000 | $0.00 | 211,455 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in equal annual installments of the first three anniversaries of the grant date, provided that the Reporting Person's continued employment with the Issuer as of each vest date. (F2) Includes 211,455 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |