Form 4 for TDG TransDigm Group
Accepted 2022-09-19 00:00:00 ET · period of report 2022-09-15 · accession 0001209191-22-050436 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-09-19 | 2022-09-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $592.97 | -11.5K | 21.5K | -35% | -$6.82M |
| DI | 2022-09-19 | 2022-09-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $111.59 | +11.5K | 33.0K | +53% | +$1.28M |
| DI | 2022-09-19 | 2022-09-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 11.5K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-15 | S | D | 1,312 | $595.00 | 23,744.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $594.52 - $595.51. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-09-15 | S | D | 1,243 | $594.05 | 25,056.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $593.50 - $594.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-09-15 | S | D | 927 | $597.12 | 22,347.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F12) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $596.53 - $597.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-09-15 | S | D | 470 | $595.91 | 23,274.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F11) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $595.52 - $596.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2022-09-15 | S | D | 1,035 | $593.08 | 26,299.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $592.50 - $593.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2022-09-15 | S | D | 1,077 | $591.78 | 27,334.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $591.50 - $592.37. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-09-15 | S | D | 2,952 | $591.02 | 28,411.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $590.49 - $591.48. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 8 | Common | Common Stock | 2022-09-15 | S | D | 782 | $589.94 | 31,363.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $589.48 - $590.47. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2022-09-15 | S | D | 440 | $598.35 | 21,907.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F13) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $597.55 - $598.54. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2022-09-15 | S | D | 468 | $588.82 | 32,145.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $588.42 - $589.13. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2022-09-15 | S | D | 354 | $587.33 | 32,613.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $587.29 - $588.08. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 12 | Common | Common Stock | 2022-09-15 | S | D | 80 | $587.02 | 32,967.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $586.22 - $587.21. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2022-09-15 | M | A | 11,500 | $111.59 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 14 | Common | Common Stock | 2022-09-15 | S | D | 358 | $598.93 | 21,549.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F14) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $598.59 - $599.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 15 | Common | Common Stock | 2022-09-15 | S | D | 2 | $599.92 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 16 | Derivative | Stock Option | 2022-09-15 | M | D | 11,500 | $0.00 | 11,500 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $111.59 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |