Form 4 for SPHR Sphere Entertainment Co.
Accepted 2022-09-19 00:00:00 ET · period of report 2022-09-15 · accession 0001209191-22-050501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-09-19 | 2022-09-15 | SPHR | Dolan Ryan Thomas | Dir | M - OptEx | $0.00 | +438 | 824 | +113% | $0 |
| DM | 2022-09-19 | 2022-09-15 | SPHR | Dolan Ryan Thomas | Dir | F - Tax | $56.27 | -150 | 1,076 | -12% | -$8,440 |
| DM | 2022-09-19 | 2022-09-15 | SPHR | Dolan Ryan Thomas | Dir | M - OptEx | $0.00 | -438 | 292 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-15 | M | A | 111 | $0.00 | 1,114 | D | — | — | (F5) Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 31, 2022. The PSUs vested and were settled on September 15, 2022. |
| 2 | Common | Class A Common Stock | 2022-09-15 | F | D | 112 | $56.27 | 1,003 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-09-15 | M | A | 146 | $0.00 | 1,115 | D | — | — | (F3) Each RSU was granted on August 27, 2021 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2022. One-third of the RSUs are scheduled to vest and settle on September 15, 2023. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2024. |
| 4 | Common | Class A Common Stock | 2022-09-15 | M | A | 145 | $0.00 | 969 | D | — | — | (F2) Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs vested and were settled on September 15, 2022. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2023. |
| 5 | Common | Class A Common Stock | 2022-09-15 | M | A | 36 | $0.00 | 824 | D | — | — | (F1) Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs vested and were settled on September 15, 2022. |
| 6 | Common | Class A Common Stock | 2022-09-15 | F | D | 38 | $56.27 | 1,076 | D | — | — | |
| 7 | Derivative | Performance Restricted Stock Units | 2022-09-15 | M | D | 111 | $0.00 | 0 | D | — · — to 2022-09-15 | 111 Class A Common Stock | (F5) Each performance restricted stock unit ("PSU") was granted on April 17, 2020 under the 2020 Employee Stock Plan in respect of a PSU granted by MSGS on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. The performance conditions were satisfied on August 31, 2022. The PSUs vested and were settled on September 15, 2022. |
| 8 | Derivative | Restricted Stock Units | 2022-09-15 | M | D | 36 | $0.00 | 0 | D | — · — to 2022-09-15 | 36 Class A Common Stock | (F1) Each restricted stock unit ("RSU") was granted on April 17, 2020 under the Madison Square Garden Entertainment Corp. ("MSGE") 2020 Employee Stock Plan (the "2020 Employee Stock Plan") in respect of an RSU granted by Madison Square Garden Sports Corp. ("MSGS") on August 29, 2019 and represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2020. One-third of the RSUs vested and were settled on September 15, 2021. The remaining one-third of the RSUs vested and were settled on September 15, 2022. |
| 9 | Derivative | Restricted Stock Units | 2022-09-15 | M | D | 145 | $0.00 | 145 | D | — · — to 2023-09-15 | 145 Class A Common Stock | (F2) Each RSU was granted on August 25, 2020 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2021. One-third of the RSUs vested and were settled on September 15, 2022. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2023. |
| 10 | Derivative | Restricted Stock Units | 2022-09-15 | M | D | 146 | $0.00 | 292 | D | — · — to 2024-09-15 | 146 Class A Common Stock | (F3) Each RSU was granted on August 27, 2021 under the 2020 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. One-third of the RSUs vested and were settled on September 15, 2022. One-third of the RSUs are scheduled to vest and settle on September 15, 2023. The remaining one-third of the RSUs are scheduled to vest and settle on September 15, 2024. |