Form 4 for IOT Samsara Inc.
Accepted 2022-09-19 00:00:00 ET · period of report 2022-09-15 · accession 0001209191-22-050585 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-19 | 2022-09-15 | IOT | McCall Andy | See remarks | C - Cnv Deriv | $0.00 | +106.2K | 496.1K | +27% | $0 |
| DM | 2022-09-19 | 2022-09-15 | IOT | McCall Andy | See remarks | S - Sale | $12.21 | -66.5K | 429.6K | -13% | -$812.1K |
| D | 2022-09-19 | 2022-09-15 | IOT | McCall Andy | See remarks | C - Cnv Deriv | $0.00 | -106.2K | 1.74M | -6% | $0 |
| DM | 2022-09-19 | 2022-09-15 | IOT | McCall Andy | See remarks | M - OptEx | $0.00 | 0 | 885.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-15 | C | A | 106,250 | $0.00 | 496,099 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-09-15 | S | D | 53,539 | $12.11 | 442,560 | D | — | — | (F2) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $11.53 to $12.515 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 3 | Common | Class A Common Stock | 2022-09-15 | S | D | 12,963 | $12.63 | 429,597 | D | — | — | (F3) The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $12.56 to $12.68 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. |
| 4 | Derivative | Class B Common Stock | 2022-09-15 | C | D | 106,250 | $0.00 | 1,735,372 | D | $0.00 · — to — | 106,250 Class A Common Stock | (F6) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |
| 5 | Derivative | Class B Common Stock | 2022-09-15 | M | A | 106,250 | $0.00 | 1,841,622 | D | $0.00 · — to — | 106,250 Class A Common Stock | (F6) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |
| 6 | Derivative | Class B Common Stock | 2022-09-15 | M | D | 106,250 | $0.00 | 885,417 | D | — · — to — | 106,250 Class B Common Stock | (F4) The reported shares are represented by RSUs, of which 106,250 shares vested on September 15, 2022 and the remaining shares vest in quarterly installments through December 15, 2024. (F5) Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. (F6) The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. |