Form 4 for KDP Keurig Dr Pepper
Accepted 2022-09-19 00:00:00 ET · period of report 2022-09-15 · accession 0001209191-22-050615 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-19 | 2022-09-15 | KDP | Dokmecioglu Ozan | Pres, CEO, Dir | M - OptEx | $0.00 | +95.5K | 2.03M | +5% | $0 |
| D | 2022-09-19 | 2022-09-15 | KDP | Dokmecioglu Ozan | Pres, CEO, Dir | F - Tax | $37.23 | -40.6K | 1.99M | -2% | -$1.51M |
| D | 2022-09-19 | 2022-09-15 | KDP | Dokmecioglu Ozan | Pres, CEO, Dir | M - OptEx | $0.00 | -95.5K | 286.5K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-15 | M | A | 95,487 | $0.00 | 2,026,174 | D | — | — | (F1) Restricted Stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2022-09-15 | F | D | 40,567 | $37.23 | 1,985,607 | D | — | — | (F2) Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 3 | Derivative | Restricted Stock Unit | 2022-09-15 | M | D | 95,487 | $0.00 | 286,458 | D | — · — to — | 95,487 Common Stock | (F1) Restricted Stock units convert into common stock on a one-for-one basis. (F3) As previously disclosed, these RSUs were granted on September 15, 2020 and vest in four equal annual installments on each anniversary date of the grant, commencing on September 15, 2022. One fourth of the RSUs vested on September 15, 2022 and were settled in shares of the Issuer's common stock pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. |