Form 4 for LESL Leslie's, Inc.
Accepted 2022-09-27 00:00:00 ET · period of report 2022-09-24 · accession 0001209191-22-051351 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-27 | 2022-09-24 | LESL | Gazaway Brad | See Remarks | M - OptEx | $0.00 | +12.2K | 133.8K | +10% | $0 |
| D | 2022-09-27 | 2022-09-26 | LESL | Gazaway Brad | See Remarks | S - Sale+OE | $14.82 | -3,335 | 130.4K | -2% | -$49.4K |
| D | 2022-09-27 | 2022-09-24 | LESL | Gazaway Brad | See Remarks | M - OptEx | $0.00 | -12.2K | 10.3K | -54% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-09-24 | M | A | 12,221 | $0.00 | 133,782 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-09-26 | S | D | 3,335 | $14.82 | 130,447 | D | — | — | (F1) Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs"). |
| 3 | Derivative | Restricted Stock Units | 2022-09-24 | M | D | 12,221 | $0.00 | 10,336 | D | $0.00 · — to — | 12,221 Common Stock | (F2) Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. (F3) Represents grants of RSUs, of which 12,221 vested on September 24, 2022, and of which 10,336 will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. |