Form 4 for LEVI LEVI STRAUSS & CO
Accepted 2022-10-04 00:00:00 ET · period of report 2022-09-30 · accession 0001209191-22-052192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-09-30 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | +11.3K | 159.6K | +8% | $0 |
| D | 2022-10-04 | 2022-09-30 | LEVI | JAFFE SETH | EVP, GC | S - Sale | $14.95 | -11.3K | 148.3K | -7% | -$168.6K |
| D | 2022-10-04 | 2022-09-30 | LEVI | JAFFE SETH | EVP, GC | C - Cnv Deriv | $0.00 | -11.3K | 228.5K | -5% | $0 |
| D | 2022-10-04 | 2022-09-30 | LEVI | JAFFE SETH | EVP, GC | D - Sale to Iss | $15.10 | -26.5K | 239.8K | -10% | -$400.1K |
| DM | 2022-10-04 | 2022-09-30 | LEVI | JAFFE SETH | EVP, GC | M - OptEx | $3.05 | 0 | 266.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-09-30 | C | A | 11,276 | $0.00 | 159,575 | D | — | — | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. |
| 2 | Common | Class A Common Stock | 2022-09-30 | S | D | 11,276 | $14.95 | 148,299 | D | — | — | |
| 3 | Derivative | Class B Common Stock | 2022-09-30 | C | D | 11,276 | $0.00 | 228,480 | D | — · — to — | 11,276 Class A Common Stock | (F2) Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 4 | Derivative | Class B Common Stock | 2022-09-30 | D | D | 26,500 | $15.10 | 239,756 | D | — · — to — | 26,500 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| 5 | Derivative | Stock Appreciation Rights | 2022-09-30 | M | D | 37,776 | $0.00 | 113,330 | D | $6.10 · — to 2023-02-09 | 37,776 Class B Common Stock | (F3) 100% of these stock appreciation rights are fully vested. |
| 6 | Derivative | Class B Common Stock | 2022-09-30 | M | A | 37,776 | $6.10 | 266,256 | D | — · — to — | 37,776 Class A Common Stock | (F4) Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |