Form 4/A for BKKT Bakkt, Inc.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-06-14 · accession 0001209191-22-052358 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2022-10-04 | 2022-06-14 | BKKT | Dow De'Ana | Dir | A - Grant | $0.00 | +89.7K | 194.3K | +86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-14 | A | A | 89,686 | $0.00 | 194,320 | D | — | — | (F1) These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. 100% of the RSUs shall vest on June 14, 2023, provided that the Reporting Person continues to provide service to the Issuer through such date. (F2) This grant of RSUs was subject to Reporting Person's service on the board of managers of Bakkt Trust Company LLC being approved by the New York State Department of Financial Services, which approval was obtained on August 2, 2022. (F3) Includes 194,320 shares of Class A Common Stock subject to RSUs that remain subject to vesting. |