Form 4 for PUBM PubMatic, Inc.

Accepted 2022-10-04 00:00:00 ET · period of report 2022-09-30 · accession 0001209191-22-052598 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DM	2022-10-04	2022-09-30+	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	M - OptEx	$0.00	+3,998	1,005	New	$0
DM	2022-10-04	2022-09-30+	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	M - OptEx	$0.00	-3,998	38.9K	-9%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-10-01	M	A	2,993	$0.00	3,998	D	—	—
2	Common	Class A Common Stock	2022-09-30	M	A	1,005	$0.00	1,005	D	—	—
3	Derivative	Restricted Stock Unit	2022-09-30	M	D	1,005	$0.00	9,043	D	$0.00 · — to —	1,005 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F2) The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F3) RSUs do not expire; they either vest or are canceled prior to the vesting date.
4	Derivative	Restricted Stock Unit	2022-10-01	M	D	2,993	$0.00	38,905	D	$0.00 · — to —	2,993 Class A Common Stock	(F1) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F4) The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F3) RSUs do not expire; they either vest or are canceled prior to the vesting date.