Form 4 for PUBM PubMatic, Inc.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-01 · accession 0001209191-22-052599 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-10-01 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.00 | +11.2K | 16.6K | +209% | $0 |
| D | 2022-10-04 | 2022-10-01 | PUBM | Goel Rajeev K. | CEO, Dir, 10% | M - OptEx | $0.00 | -11.2K | 146.1K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-10-01 | M | A | 11,237 | $0.00 | 16,608 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2022-10-01 | M | D | 11,237 | $0.00 | 146,074 | D | $0.00 · — to — | 11,237 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F2) The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F3) RSUs do not expire; they either vest or are canceled prior to the vesting date. |