Form 4 for PUBM PubMatic, Inc.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-09-30 · accession 0001209191-22-052601 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-04 | 2022-09-30+ | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | +7,317 | 26.1K | +39% | $0 |
| DM | 2022-10-04 | 2022-09-30+ | PUBM | Pantelick Steven | CFO | M - OptEx | $0.00 | -7,317 | 20.3K | -26% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-10-01 | M | A | 5,056 | $0.00 | 31,118 | D | — | — | (F1) Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively. |
| 2 | Common | Class A Common Stock | 2022-09-30 | M | A | 2,261 | $0.00 | 26,062 | D | — | — | (F1) Includes 2,500 and 1,250 shares of the Issuer's Class A common stock issued to the Reporting Person pursuant to the Issuer's employee stock purchase plan on May 28, 2021 and May 31, 2022, respectively. |
| 3 | Derivative | Restricted Stock Unit | 2022-10-01 | M | D | 5,056 | $0.00 | 65,734 | D | $0.00 · — to — | 5,056 Class A Common Stock | (F2) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F5) The RSUs vested as to 1/16th of the total shares on April 1, 2022, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F4) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 4 | Derivative | Restricted Stock Unit | 2022-09-30 | M | D | 2,261 | $0.00 | 20,348 | D | $0.00 · — to — | 2,261 Class A Common Stock | (F2) Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock at the time of vesting for no consideration. (F3) The RSUs vested as to 1/8 of the total shares on June 30, 2021, and 1/16th of the total shares vest quarterly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date. (F4) RSUs do not expire; they either vest or are canceled prior to the vesting date. |