Form 4 for PLD Prologis
Accepted 2022-10-05 00:00:00 ET · period of report 2022-10-03 · accession 0001209191-22-052921 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-05 | 2022-10-03 | PLD | Connor James B. | Dir | A - Grant | — | +11.2K | 7,140 | New | — |
| D | 2022-10-05 | 2022-10-03 | PLD | Connor James B. | Dir | A - Grant | — | +70.8K | 70.8K | New | — |
| DM | 2022-10-05 | 2022-10-03 | PLD | Connor James B. | Dir | A - Grant | — | +528.5K | 404.1K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-03 | A | A | 4,110 | — | 4,110 | I By 401(k) Plan | — | — | (F2) Represents the conversion of 8,653 shares of Duke Realty Corporation common stock into the Issuer's common stock, pursuant to the Merger Agreement. |
| 2 | Common | Common Stock | 2022-10-03 | A | A | 7,140 | — | 7,140 | I | — | — | (F3) Represents the conversion of 15,032 shares of Duke Realty Corporation common stock into the Issuer's common stock, pursuant to the Merger Agreement. |
| 3 | Common | Common Stock | 2022-10-03 | A | A | 70,756 | — | 70,756 | D By the Linda P. Connor Declaration of Trust, dated 6/30/05 | — | — | (F1) Represents the conversion of 148,960 shares of Duke Realty Corporation common stock into the Issuer's common stock, pursuant to an Agreement and Plan of Merger dated June 11, 2022 (the "Merger Agreement"). |
| 4 | Derivative | Units | 2022-10-03 | A | A | 124,405 | — | 528,532 | D | $0.00 · — to — | 124,405 Common Stock | (F5) Represents the conversion of 261,907 LTIP Units of Duke Realty Limited Partnership into Common Units of Prologis, L.P. pursuant to the Merger Agreement. Each Common Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of common stock of the Issuer, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The right to redeem Common Units has no expiration date. |
| 5 | Derivative | Units | 2022-10-03 | A | A | 404,127 | — | 404,127 | D | $0.00 · — to — | 404,127 Common Stock | (F4) Represents the conversion of 850,793 common units of limited partnership interest in Duke Realty Limited Partnership into common units of limited partnership interest in Prologis, L.P. ("Common Units") pursuant to the Merger Agreement. Each Common Unit may be presented for redemption, at the election of the holder, for cash equal to the then fair market value of a share of common stock of the Issuer, except that the Issuer may, at its election, acquire each Common Unit so presented for one share of common stock. The right to redeem Common Units has no expiration date. |