Form 4 for AXTA Axalta Coating Systems Ltd.
Accepted 2022-10-14 00:00:00 ET · period of report 2022-10-12 · accession 0001209191-22-053687 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-14 | 2022-10-12 | AXTA | Awada Hadi | SVP, Glbl Mobility Coatings | M - OptEx | — | +8,173 | 10.8K | +308% | — |
| D | 2022-10-14 | 2022-10-12 | AXTA | Awada Hadi | SVP, Glbl Mobility Coatings | F - Tax | $21.28 | -3,564 | 7,259 | -33% | -$75.8K |
| D | 2022-10-14 | 2022-10-12 | AXTA | Awada Hadi | SVP, Glbl Mobility Coatings | M - OptEx | $0.00 | -8,173 | 8,173 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-10-12 | M | A | 8,173 | — | 10,823 | D | — | — | (F1) Restricted stock units convert into common shares on a one-for-one basis. |
| 2 | Common | Common Shares | 2022-10-12 | F | D | 3,564 | $21.28 | 7,259 | D | — | — | (F2) Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| 3 | Derivative | Restricted Stock Units | 2022-10-12 | M | D | 8,173 | $0.00 | 8,173 | D | — · — to — | 8,173 Common Shares | (F1) Restricted stock units convert into common shares on a one-for-one basis. (F3) On October 12, 2020, the reporting person was granted 16,346 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date. |