Form 4 for TDG TransDigm Group
Accepted 2022-10-19 00:00:00 ET · period of report 2022-10-17 · accession 0001209191-22-054064 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-10-19 | 2022-10-17 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $528.07 | -11.5K | 32.6K | -26% | -$6.07M |
| DI | 2022-10-19 | 2022-10-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $111.59 | +11.5K | 33.0K | +53% | +$1.28M |
| DI | 2022-10-19 | 2022-10-17 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -11.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-17 | S | D | 1,478 | $526.60 | 28,991.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $526.01 - $527.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-10-17 | S | D | 1,707 | $527.39 | 27,284.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $527.01 - $527.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-10-17 | S | D | 950 | $528.70 | 26,334.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $528.05 - $529.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-10-17 | S | D | 2,879 | $529.53 | 23,455.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $529.05 - $530.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2022-10-17 | S | D | 1,123 | $530.65 | 22,332.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $530.06 - $531.04. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2022-10-17 | S | D | 724 | $531.29 | 21,608.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $531.07 - $531.76. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-10-17 | S | D | 61 | $532.70 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 8 | Common | Common Stock | 2022-10-17 | M | A | 11,500 | $111.59 | 33,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 9 | Common | Common Stock | 2022-10-17 | S | D | 2,152 | $525.52 | 30,469.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $525.01 - $526.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2022-10-17 | S | D | 426 | $524.66 | 32,621.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $524.01 - $524.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Derivative | Stock Option | 2022-10-17 | M | D | 11,500 | $0.00 | 0 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $111.59 · 2016-09-30 to 2022-11-19 | 11,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |