Form 4/A for PUBM PubMatic, Inc.

Accepted 2022-10-19 00:00:00 ET · period of report 2022-05-12 · accession 0001209191-22-054156 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DAI	2022-10-19	2022-05-12	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	C - Cnv Deriv	$0.00	+6,000	6,000	New	$0
DAI	2022-10-19	2022-05-12	PUBM	Goel Amar K.	COB, Chief Growth Off, Dir, 10%	C - Cnv Deriv	$0.00	-6,000	626.7K	-0.9%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2022-05-12	C	A	6,000	$0.00	6,000	I By RAJN Trust - N	—	—	(F1) These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
2	Derivative	Class B Common Stock	2022-05-12	C	D	6,000	$0.00	626,652	I By RAJN Trust-N	— · — to —	6,000 Class A Common Stock	(F1) These shares are held by the RAJN Trust-N, of which one of the Reporting Person's children is a beneficiary. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. (F2) Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.