Form 4 for IRIX IRIDEX CORP

Accepted 2022-10-31 00:00:00 ET · period of report 2022-10-27 · accession 0001209191-22-054945 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-10-31	2022-10-30	IRIX	Mercer Patrick	COO	F - Tax	$2.27	-71	87.3K	-0.1%	-$161.17
D	2022-10-31	2022-10-27	IRIX	Mercer Patrick	COO	A - Grant	$0.00	+35.6K	87.4K	+69%	$0
D	2022-10-31	2022-10-27	IRIX	Mercer Patrick	COO	A - Grant	$0.00	+72.2K	72.2K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-30	F	D	71	$2.27	87,283	D	—	—	(F2) These shares have been withheld in an exempt disposition to the Issuer under Rule 16b-3(e), to satisfy the Issuer's income tax withholding and remittance obligations in connection with the net settlement of restricted stock units and does not represent a sale by the Reporting Person.
2	Common	Common Stock	2022-10-27	A	A	35,570	$0.00	87,354	D	—	—	(F1) Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
3	Derivative	Stock Option (Right to buy)	2022-10-27	A	A	72,218	$0.00	72,218	D	$2.28 · — to 2029-10-27	72,218 Common Stock	(F3) The option vests as to one-third of the shares on June 30, 2023 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.