Form 4 for LYB LyondellBasell
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-01 · accession 0001209191-22-055489 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-03 | 2022-06-13 | LYB | ACCESS INDUSTRIES, LLC | 10% | G - Gift | $0.00 | -253.6K | 3.27M | -7% | $0 |
| 2022-11-03 | 2022-11-01 | LYB | ACCESS INDUSTRIES, LLC | 10% | P - Purchase | $77.84 | +4,000 | 767.1K | +0.5% | +$311.4K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary shares | 2022-06-13 | G | D | 253,600 | $0.00 | 3,269,099 | I By LLC | — | — | (F1) These shares were donated by AIPH Holdings LLC ("AIPH") for no consideration as a charitable contribution. (F2) The securities reported are held directly by AIPH and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIPH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. (F3) Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. |
| 2 | Common | Ordinary shares | 2022-11-01 | P | A | 4,000 | $77.84 | 767,102 | D | — | — | (F4) The price reported in Column 4 is a weighted average purchase price of the ordinary shares. The ordinary shares were purchased in multiple transactions ranging from $77.675 to $77.870, inclusive. The reporting persons undertake to provide to LyondellBasell Industries N.V., any security holder of LyondellBasell Industries N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ordinary shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. (F3) Each of the reporting persons (other than the direct holder) disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities. (F5) The securities reported are held directly by AI Investments Holdings LLC ("AIIH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC controls a majority of the outstanding voting interests in AIIH, Access Industries, LLC controls a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC. |