Form 4 for MC Moelis & Co
Accepted 2022-11-07 00:00:00 ET · period of report 2022-11-03 · accession 0001209191-22-055958 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-07 | 2022-11-03+ | MC | Cantor Eric | Vice COB, MD, Dir | F - Tax | $41.14 | -2,087 | 144.5K | -1% | -$85.8K |
| DM | 2022-11-07 | 2022-11-03+ | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | — | +3,133 | 145.3K | +2% | — |
| DM | 2022-11-07 | 2022-11-03+ | MC | Cantor Eric | Vice COB, MD, Dir | M - OptEx | $0.00 | -3,133 | 506.64 | -86% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-03 | F | D | 822.86 | $43.01 | 144,457 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-11-04 | M | A | 1,263.81 | — | 145,720.81 | D | — | — | (F2) Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company. |
| 3 | Common | Class A Common Stock | 2022-11-04 | F | D | 1,263.81 | $39.92 | 144,457 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-11-03 | M | A | 1,868.86 | — | 145,279.86 | D | — | — | (F1) Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). |
| 5 | Derivative | 2017 Incentive RSUs (September) | 2022-11-03 | M | D | 700.33 | $0.00 | 0 | D | — · — to — | 700.33 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on November 3, 2022. |
| 6 | Derivative | 2021 Incentive RSUs | 2022-11-04 | M | D | 1,263.81 | $0.00 | 28,879.45 | D | — · — to — | 1,263.81 Class A Common Stock | (F4) The RSUs were settled for Class A common stock on November 4, 2022 in order to satisfy tax obligations. |
| 7 | Derivative | 2019 Incentive RSUs (September) | 2022-11-03 | M | D | 704.83 | $0.00 | 1,615.18 | D | — · — to — | 704.83 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on November 3, 2022. |
| 8 | Derivative | 2018 Incentive RSUs (September) | 2022-11-03 | M | D | 463.71 | $0.00 | 506.64 | D | — · — to — | 463.71 Class A Common Stock | (F3) The RSUs were settled for Class A common stock on November 3, 2022. |