Form 4 for SWKS Skyworks Solutions
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-07 · accession 0001209191-22-056287 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-09 | 2022-11-07+ | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | F - Tax | $88.38 | -16.1K | 33.1K | -33% | -$1.42M |
| DM | 2022-11-09 | 2022-11-07 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | — | +22.2K | 26.9K | +477% | — |
| D | 2022-11-09 | 2022-11-08 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | A - Grant | $0.00 | +10.2K | 38.2K | +36% | $0 |
| D | 2022-11-09 | 2022-11-08 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | A - Grant | $0.00 | +58.7K | 58.7K | New | $0 |
| DM | 2022-11-09 | 2022-11-07 | SWKS | GRIFFIN LIAM | COB, CEO, Pres, Dir | M - OptEx | $0.00 | -22.2K | 10.1K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-07 | F | D | 5,022 | $88.25 | 21,871 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 2 | Common | Common Stock | 2022-11-07 | M | A | 12,100 | — | 33,971 | D | — | — | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2022-11-07 | F | D | 6,000 | $88.25 | 27,971 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 4 | Common | Common Stock | 2022-11-08 | A | A | 10,196 | $0.00 | 38,167 | D | — | — | (F4) Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2022 Executive Incentive Plan. |
| 5 | Common | Common Stock | 2022-11-08 | F | D | 5,056 | $88.66 | 33,111 | D | — | — | (F3) Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person. |
| 6 | Common | Common Stock | 2022-11-07 | M | A | 10,129 | — | 26,893 | D | — | — | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F2) Balances reflect the transfer on 4/1/2022 of 35,947 shares of common stock by the Reporting Person to grantor retained annuity trusts (GRATs) of which the Reporting Person is the trustee and sole recipient of annuity payments, which transfer is exempt from Section 16 pursuant to Rule 16a-13. |
| 7 | Derivative | Restricted Stock Units | 2022-11-08 | A | A | 58,651 | $0.00 | 58,651 | D | — · — to — | 58,651 Common Stock | (F8) Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. (F9) The restricted stock units vest in four (4) equal installments, beginning on 11/8/2023 and ending on 11/8/2026. |
| 8 | Derivative | Restricted Stock Units | 2022-11-07 | M | D | 12,100 | $0.00 | 0 | D | — · — to — | 12,100 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F7) The restricted stock units vested in four (4) equal installments, beginning on 11/6/2019 and ending on 11/6/2022. |
| 9 | Derivative | Restricted Stock Units | 2022-11-07 | M | D | 10,129 | $0.00 | 10,129 | D | — · — to — | 10,129 Common Stock | (F1) Restricted stock units convert into shares of common stock on a one-for-one basis. (F6) The restricted stock units vest in four (4) equal installments, beginning on 11/5/2020 and ending on 11/5/2023. |