Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-09 · accession 0001209191-22-056451 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-10 | 2022-11-09 | SFM | Hilgendorf Stacy W. | VP, Ctrl | M - OptEx | $16.47 | +9,440 | 20.3K | +87% | +$155.5K |
| D | 2022-11-10 | 2022-11-09 | SFM | Hilgendorf Stacy W. | VP, Ctrl | S - Sale+OE | $32.00 | -9,440 | 10.9K | -46% | -$302.1K |
| D | 2022-11-10 | 2022-11-09 | SFM | Hilgendorf Stacy W. | VP, Ctrl | M - OptEx | $0.00 | -9,440 | 4,719 | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-11-09 | M | A | 9,440 | $16.47 | 20,342 | D | — | — | |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-11-09 | S | D | 9,440 | $32.00 | 10,902 | D | — | — | (F2) Includes 2,677 shares of common stock and 8,225 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 1,407 restricted shares will vest on March 9, 2023; 2,048 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,770 restricted shares will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. |
| 3 | Derivative | Stock Option (right to buy) | 2022-11-09 | M | D | 9,440 | $0.00 | 4,719 | D | $16.47 · — to 2027-03-09 | 9,440 Common stock, par value $0.001 per share | (F3) The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 9, 2023. |