Form 4 for SFM Sprouts Farmers Market, Inc.
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-09 · accession 0001209191-22-056453 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-10 | 2022-11-09 | SFM | Lombardi Brandon F. | CLO | S - Sale+OE | $32.49 | -7,683 | 45.8K | -14% | -$249.6K |
| D | 2022-11-10 | 2022-11-09 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $28.21 | +7,683 | 53.4K | +17% | +$216.7K |
| D | 2022-11-10 | 2022-11-09 | SFM | Lombardi Brandon F. | CLO | M - OptEx | $0.00 | -7,683 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2022-11-09 | S | D | 7,683 | $32.49 | 45,762 | D | — | — | (F2) Includes 35,801 shares of common stock and 9,961 restricted shares. Each restricted share represents the right to receive, upon vesting, one share of common stock. 2,431 restricted shares will vest on March 9, 2023; 3,476 restricted shares will vest evenly over two years on March 16, 2023 and March 16, 2024; and 4,054 restricted shares will vest evenly over three years on March 15, 2023, March 15, 2024 and March 15, 2025. All such vests assume continued employment through the applicable vest date. |
| 2 | Common | Common Stock, par value $0.001 per share | 2022-11-09 | M | A | 7,683 | $28.21 | 53,445 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2022-11-09 | M | D | 7,683 | $0.00 | 0 | D | $28.21 · — to 2023-03-04 | 7,683 Common stock, par value $0.001 per share | (F3) All such options are presently exercisable. |