Form 4 for UEIC UNIVERSAL ELECTRONICS INC
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-11 · accession 0001209191-22-056697 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-14 | 2022-11-11+ | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | M - OptEx | — | +482 | 9,802 | +5% | — |
| DM | 2022-11-14 | 2022-11-11+ | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | F - Tax | $21.89 | -210 | 9,863 | -2% | -$4,597 |
| DM | 2022-11-14 | 2022-11-11+ | UEIC | KOOPMANS MENNO | SVP, Gbl Sales | M - OptEx | $0.00 | -482 | 6,831 | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-12 | M | A | 271 | — | 9,981 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 2 | Common | Common Stock | 2022-11-11 | F | D | 92 | $21.89 | 9,710 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 3 | Common | Common Stock | 2022-11-11 | M | A | 211 | — | 9,802 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| 4 | Common | Common Stock | 2022-11-12 | F | D | 118 | $21.89 | 9,863 | D | — | — | (F2) This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. (F3) Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan. |
| 5 | Derivative | Restricted Stock Units | 2022-11-12 | M | D | 271 | $0.00 | 6,560 | D | — · — to — | 271 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |
| 6 | Derivative | Restricted Stock Units | 2022-11-11 | M | D | 211 | $0.00 | 6,831 | D | — · — to — | 211 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of UEI common stock. (F4) The restricted stock units vest in accordance with the vesting schedule of each RSU Grant. |