Form 4 for CERS CERUS CORP
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-10 · accession 0001209191-22-056776 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-14 | 2022-11-10 | CERS | Swisher Daniel N JR | Dir | S - Sale+OE | $3.91 | -12.5K | 113.8K | -10% | -$48.9K |
| D | 2022-11-14 | 2022-11-10 | CERS | Swisher Daniel N JR | Dir | M - OptEx | $3.19 | +12.5K | 126.3K | +11% | +$39.9K |
| D | 2022-11-14 | 2022-11-10 | CERS | Swisher Daniel N JR | Dir | M - OptEx | — | -12.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-10 | S | D | 12,500 | $3.91 | 113,808 | D | — | — | (F1) The sales occurred in multiple trades at prices ranging from $3.915 to $3.910. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2022-11-10 | M | A | 12,500 | $3.19 | 126,308 | D | — | — | |
| 3 | Derivative | Option (Right to Buy) | 2022-11-10 | M | D | 12,500 | — | 0 | D | $3.19 · — to 2023-01-01 | 12,500 Common Stock | (F3) Not applicable. (F2) The option became exercisable in 12 equal monthly installments after the grant date. |