Form 4 for MC Moelis & Co
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-14 · accession 0001209191-22-057430 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-11-16 | 2022-11-14 | MC | MOELIS KENNETH | COB, CEO, Dir, 10% | S - Sale | $46.01 | -82.9K | 49.8K | -62% | -$3.82M |
| MI | 2022-11-16 | 2022-11-15+ | MC | MOELIS KENNETH | COB, CEO, Dir, 10% | S - Sale | $46.63 | -110.3K | 193.4K | -36% | -$5.14M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-14 | S | D | 50,000 | $45.98 | 82,748 | D By Trust | — | — | (F1) Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. |
| 2 | Common | Class A Common Stock | 2022-11-14 | S | D | 32,921 | $46.06 | 49,827 | D By Trust | — | — | (F1) Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. |
| 3 | Common | Class A Common Stock | 2022-11-15 | S | D | 100,000 | $46.74 | 203,676 | I | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F1) Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |
| 4 | Common | Class A Common Stock | 2022-11-16 | S | D | 10,253 | $45.55 | 193,423 | I | — | — | (F2) Represents a transaction by the Moelis Family Trust. Mr. Moelis is a beneficiary of The Moelis Family Trust. Mr. Moelis shares voting and dispositive power over the assets of The Moelis Family Trust with Mrs. Julie Moelis. (F1) Mr. Moelis' ownership of 49,827 shares of Class A common stock and 193,423 shares of Class A common stock held by The Moelis Family Trust is in addition to (i) 802,119 units of unvested or restricted equity granted to Mr. Moelis as incentive compensation for fiscal years 2017 through 2021, (ii) 4,076,314 shares of Class A common stock issuable in exchange for Group Units held by The Moelis Family Trust. |