Form 4 for HLIT HARMONIC INC.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001209191-22-057458 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-15 | HLIT | Haltmayer Neven | SVP, Video R, D | F - Tax | $13.66 | -7,818 | 175.4K | -4% | -$106.8K |
| D | 2022-11-17 | 2022-11-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | +14.8K | 183.2K | +9% | $0 |
| DM | 2022-11-17 | 2022-11-15 | HLIT | Haltmayer Neven | SVP, Video R, D | M - OptEx | $0.00 | -14.8K | 37.2K | -29% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | F | D | 7,818 | $13.66 | 175,394 | D | — | — | (F1) Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units. |
| 2 | Common | Common Stock | 2022-11-15 | M | A | 14,850 | $0.00 | 183,212 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 7,400 | $0.00 | 7,400 | D | $0.00 · 2021-02-15 to 2023-02-15 | 7,400 Common Stock | |
| 4 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 7,450 | $0.00 | 37,250 | D | $0.00 · 2022-02-15 to 2024-02-15 | 7,450 Common Stock |