Form 4 for TDG TransDigm Group
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001209191-22-057461 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-11-17 | 2022-11-15 | TDG | Howley W Nicholas | Dir | S - Sale+OE | $620.35 | -6,500 | 27.8K | -19% | -$4.03M |
| DI | 2022-11-17 | 2022-11-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $173.29 | +6,500 | 28.0K | +30% | +$1.13M |
| DI | 2022-11-17 | 2022-11-15 | TDG | Howley W Nicholas | Dir | M - OptEx | $0.00 | -6,500 | 149.7K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | S | D | 86 | $622.64 | 22,402.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F7) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $622.475- $623.06. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 2 | Common | Common Stock | 2022-11-15 | S | D | 482 | $621.50 | 22,488.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F6) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $621.20- $622.175. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 3 | Common | Common Stock | 2022-11-15 | S | D | 667 | $620.61 | 22,970.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F5) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $620.18 - $620.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 4 | Common | Common Stock | 2022-11-15 | S | D | 165 | $623.67 | 22,237.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F8) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $623.52 - $623.86. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 5 | Common | Common Stock | 2022-11-15 | S | D | 328 | $625.64 | 21,909.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F9) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $624.92 - $625.90. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 6 | Common | Common Stock | 2022-11-15 | S | D | 2,561 | $619.60 | 23,637.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F4) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $619.11 - $620.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 7 | Common | Common Stock | 2022-11-15 | S | D | 8 | $627.59 | 21,547.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | |
| 8 | Common | Common Stock | 2022-11-15 | S | D | 354 | $626.05 | 21,555.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F10) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $626.01 - $626.80. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 9 | Common | Common Stock | 2022-11-15 | S | D | 1,631 | $618.65 | 26,198.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F3) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $618.11 - $619.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 10 | Common | Common Stock | 2022-11-15 | S | D | 218 | $617.56 | 27,829.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F2) Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $617.04 - $617.98. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. |
| 11 | Common | Common Stock | 2022-11-15 | M | A | 6,500 | $173.29 | 28,047.51 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | — | — | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |
| 12 | Derivative | Stock Option | 2022-11-15 | M | D | 6,500 | $0.00 | 149,690 | I W. Nicholas Howley Family Trust u/a/d 4/23/99 | $173.29 · 2019-09-30 to 2024-11-13 | 6,500 Common Stock | (F1) The exercise price has been adjusted for dividends declared since August 1, 2022. |